Footnote Section

1. The Economic and Social Consequences of Disarmament: U.S. Reply to the Inquiry of the Secretary-General of the United Nations (Washington, D.C.: USGPO, June 1964), pp. 8-9.


2. Herman Kahn, Thinking About the Unthinkable (New York: Horizon, 1962), p. 35.

3. Robert S. McNamara, in an address before the American Society of Newspaper Editors, Montreal, P.Q., Canada, 18 May 1966.

4. Alfred North Whitehead, in "The Anatomy of Some Scientific Ideas," included in The Aims of Education (New York: Macmillan, 1929).

5. At Ann Arbor, Michigan, 16 June 1962.

6. Louis J. Halle, "Peace in Our Time? Nuclear Weapons as a Stabilizer," The New Republic (28 December 1963).

7. Kenneth E. Boulding, "The World War Industry as an Economic Problem," in Emile Benoit and Kenneth E. Boulding (eds.), Disarmament and the Economy New York: Harper and Row, 1963).

8. McNamara, in ASNE Montreal address cited.

9. Report of the Committee on the Economic Impact of Defense and Disarmament (Washington: USGPO, July 1965).

10. Sumner M. Rosen, "Disarmament and the Economy," War/Peace Report (March 1966).

11. Vide William D. Grampp, "False Fears of Disarmament," Harvard Business Review (Jan.-Feb. 1964) for a concise example of this reasoning.

12. Seymour Melman, "The Cost of Inspection for Disarmament," in Benoit and Boulding, op. cit.

13. Arthur I. Waskow, Toward the Unarmed Forces of the United States (Washington: Institute for Policy Studies, 1966), p. 9. (This is the unabridged edition of the text of a report and proposal prepared for a seminar of strategists and Congressmen in 1965; it was later given limited distribution among other persons engaged in related projects.)

14. David T. Bazelon, "The Politics of the Paper Economy," Commentary (November 1962), p. 409.

15. The Economic Impact of Disarmament (Washington: USGPO, January 1962).

16. David T. Bazelon, "The Scarcity Makers," Commentary (October 1962), p. 298.

17. Frank Pace, Jr., in an address before the American Bankers’ Association, September 1957.

18. A random example, taken in this case from a story by David Deitch in the New York Herald Tribune (9 February 1966).

19. Vide L. Gumplowicz, in Geschichte der Staatstheorien (Innsbruck: Wagner, 1905) and earlier writings.

20. K. Fischer, Das Militaer (Zurich: Steinmetz Verlag, 1932), pp. 42-43.

21. The obverse of this phenomenon is responsible for the principal combat problem of present-day infantry officers: the unwillingness of otherwise "trained" troops to fire at an enemy close enough to be recognizable as an individual rather than simply as a target.

22. Herman Kahn, On Thermonuclear War (Princeton, N.J.: Princeton University Press, 1960), p. 42.

23. John D. Williams, "The Nonsense about Safe Driving," Fortune (September 1958).

24. Vide most recently K. Lorenz, in Das Sogenannte Boese: zur Naturgeschichte der Aggression (Vienna: G. Borotha-Schoeler Verlag, 1964).

25. Beginning with Herbert Spencer and his contemporaries, but largely ignored for nearly a century.

26. As in recent draft-law controversy, in which the issue of selective deferment of the culturally privileged is often carelessly equated with the preservation of the biologically "fittest."

27. G. Bouthoul, in La Guerre (Paris: Presses universitaires de France, 1953) and many other more detailed studies. The useful concept of "polemology," for the study of war as an independent discipline, is his, as is the notion of "demographic relaxation," the sudden temporary decline in the rate of population increase after major wars.

28. This seemingly premature statement is supported by one of our own test studies. But it hypothecates both the stabilizing of world population growth and the institution of fully adequate environmental controls. Under these two conditions, the probability of the permanent elimination of involuntary global famine is 68 percent by 1976 and 95 percent by 1981.

29. This round figure is the median taken from our computations, which cover varying contingencies, but it is sufficient for the purpose of general discussion.

30. But less misleading than the more elegant traditional metaphor, in which war expenditures are referred to as the "ballast" of the economy but which suggests incorrect quantitative relationships.

31. Typical in generality, scope, and rhetoric. We have not used any published program as a model; similarities are unavoidably coincidental rather than tendentious.

32. Vide the reception of a "Freedom Budget for all Americans," proposed by A. Philip Randolph et al; it is a ten-year plan, estimated by its sponsors to cost $185 billion.

33. Waskow, op. cit.

34. By several current theorists, most extensively and effectively by Robert R. Harris in The Real Enemy, an unpublished doctoral dissertation made available to this study.

35. In ASNE Montreal address cited.

36. The Tenth Victim.

37. For an examination of some of its social implications, see Seymour Rubenfeld, Family of Outcasts: A New Theory of Delinquency (New York: Free Press, 1965).

38. As in Nazi Germany; this type of "ideological" ethnic repression, directed to specific sociological ends, should not be confused with traditional economic exploitation, as of Negroes in the U.S., South Africa, etc.

39. By teams of experimental biologists in Massachusetts, Michigan, and California, as well as in Mexico and the U.S.S.R. Preliminary test applications are scheduled in Southeast Asia, in countries not yet announced.

40. Expressed in the writings of H. Marshall McLuhan, in Understanding Media: The Extensions of Man (New York: McGraw-Hill, 1964) and elsewhere.

41. This rather optimistic estimate was derived by plotting a three-dimensional distribution of three arbitrarily defined variables; the macro-structural, relating to the extension of knowledge beyond the capacity of conscious experience; the organic, dealing with the manifestations of terrestrial life as inherently comprehensible; and the infra-particular, covering the subconceptual requirements of natural phenomena. Values were assigned to the known and unknown in each parameter, tested against data from earlier chronologies, and modified heuristically until predictable correlations reached a useful level of accuracy. "Two decades" means, in this case, 20.6 years, with a standard deviation of only 1.8 years. (An incidental finding, not pursued to the same degree of accuracy, suggests a greatly accelerated resolution of issues in the biological sciences after 1972.)

42. Since they represent an examination of too small a percentage of the eventual options, in terms of "multiple mating," the subsystem we developed for this application. But an example will indicate how one of the most frequently recurring correlation problems - chronological phasing - was brought to light in this way. One of the first combinations tested showed remarkably high coefficients of compatibility, on a post hoc static basis, but no variations of timing, using a thirty-year transition module, permitted even marginal synchronization. The combination was thus disqualified. This would not rule out the possible adequacy of combinations using modifications of the same factors, however, since minor variations in a proposed final condition may have disproportionate effects on phasing.

43. Edward Teller, quoted in War/Peace Report (December 1964).

44. E.g., the highly publicized "Delphi technique" and other, more sophisticated procedures. A new system, especially suitable for institutional analysis, was developed during the course of this study in order to hypothecate mensurable "peace games"; a manual of this system is being prepared and will be submitted for general distribution among appropriate agencies. For older, but still useful, techniques, see Norman C. Dalkey’s Games and Simulations (Santa Monica, Calif.: Rand, 1964).

45. A primer-level example of the obvious and long overdue need for such translation is furnished by Kahn (in Thinking About the Unthinkable, p. 102). Under the heading "Some Awkward Choices" he compares four hypothetical policies: a certain loss of $3,000; a .1 chance of loss of $300,000; a .01 chance of loss of $30,000,000; and a .001 chance of loss of $3,000,000,000. A government decision-maker would "very likely" choose in that order. But what if "lives are at stake rather than dollars"? Kahn suggests that the order of choice would be reversed, although current experience does not support this opinion. Rational war research can and must make it possible to express, without ambiguity, lives in terms of dollars and vice versa; the choices need not be, and cannot be, "awkward."

46. Again, an overdue extension of an obvious application of techniques up to now limited to such circumscribed purposes as improving kill-ammunition ratios determining local choice between precision and saturation bombing, and other minor tactical, and occasionally strategic, ends. The slowness of Rand, I.D.A., and other responsible analytic organizations to extend cost-effectiveness and related concepts beyond early-phase applications has already been widely remarked on and criticized elsewhere.

47. The inclusion of institutional factors in war-game techniques has been given some rudimentary consideration in the Hudson Institute’s Study for Hypothetical Narratives for Use in Command and Control Systems Planning (by William Pfaff and Edmund Stillman; Final report published 1963). But here, as with other war and peace studies to date, what has blocked the logical extension of new analytic techniques has been a general failure to understand and properly evaluate the nonmilitary functions of war.

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